NISM-Series-X-B: Investment Adviser Level 2 Workbook
NISM
NISM-Series-X-B: Investment Adviser (Level 2) Certification Examination along with the NISM Series-X-A: Investment Adviser (Level 1) Certification Examination seeks to create a common minimum knowledge benchmark for individual investment adviser, principal officer of a non-individual investment adviser and all persons associated with investment advice.
An associated person shall be required to pass both the levels (i.e. NISM-Series-X-A: Investment Adviser (Level 1) Certification Examination and NISM-Series-X-B: Investment Adviser (Level 2) Certification Examination) to fulfil the requirements under Regulation 7(2) of the SEBI (Investment Advisers) Regulations, 2013.
The certification aims to enhance the quality of investment advisory and related services in the financial services industry.
Κατηγορίες:
Έτος:
2023
Εκδότης:
National Institute of Securities Markets
Γλώσσα:
english
Αρχείο:
PDF, 3.85 MB
IPFS:
,
english, 2023